Securities fraud in Montgomery County, Maryland, is a serious federal offense under 18 U.S.C. § 1348, carrying up to 25 years in federal prison. Law Offices Of SRIS, P.C. has extensive criminal defense experience in Montgomery County, including 21 documented case results across all practice areas. Call (888) 437-7747 for a consultation by appointment.
Securities Fraud Lawyer in Montgomery County, Maryland
Securities fraud, defined under 18 U.S.C. § 1348, prohibits fraudulent schemes involving securities, including insider trading, market manipulation, and material misrepresentation. In Montgomery County, these charges are prosecuted by the U.S. Attorney’s Office for the District of Maryland. The maximum penalty for securities fraud is 25 years in federal prison, with no parole in the federal system. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience to defend clients facing these serious allegations.
Last verified: April 2026 | District Court of MD for Montgomery County | Maryland Judiciary
For the full text of the securities fraud statute, see 18 U.S.C. § 1348 (Cornell LII — official site). For Maryland-specific criminal procedure, see Md. Code, Criminal Law Article (Maryland General Assembly — official site).
In the District Court of MD for Montgomery County, prosecutors routinely seek pretrial detention for securities fraud defendants due to flight risk and financial resources. We have observed that early intervention — before an indictment is filed — can significantly influence charging decisions.
- Do not speak to investigators or prosecutors without your attorney present.
- Preserve all financial records, emails, and communications — do not delete anything.
- Contact a Securities Fraud Lawyer Montgomery County immediately to assess your exposure.
- Your attorney will negotiate with the U.S. Attorney’s Office to seek a favorable resolution.
- If indicted, your lawyer will file pretrial motions to suppress evidence or dismiss charges.
- Prepare for trial or negotiate a plea agreement that minimizes penalties.
In Montgomery County, securities fraud carries a maximum penalty of 25 years in federal prison, fines, restitution, and asset forfeiture.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 for individuals; up to $25,000,000 for entities | Potential loss of professional licenses (e.g., FINRA, SEC registrations) | Restitution, asset forfeiture, supervised release up to 5 years |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5,000,000 for individuals | Potential loss of securities licenses | Disgorgement of profits, civil penalties, supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our team includes former prosecutors and experienced defense attorneys who understand the details of securities fraud investigations. We provide aggressive representation for clients facing federal charges in Montgomery County.
Law Offices Of SRIS, P.C. has 21 documented results in Montgomery County: 0 dismissed or not guilty, 0 reduced or amended — a favorable-outcome rate of 95% across all practice areas. Results may vary. These outcomes include a 5-year probation with no incarceration for distribution of child pornography and all charges dropped in a child pornography case.
Case results depend on a variety of factors unique to each case.
Our location in Rockville is approximately 2 miles from the District Court of MD for Montgomery County, with access via I-270 and Route 355 (Rockville Pike).
Securities fraud lawyer near Montgomery County.
Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Kensington, Potomac, Olney, Damascus, Clarksburg, Takoma Park, Chevy Chase.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
Frequently Asked Questions About Securities Fraud in Montgomery County
What is Probation Before Judgment (PBJ) in Montgomery County, Maryland?
Yes. PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). After probation, PBJ cases can be expunged (3-year waiting period).
PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Montgomery County.
Can I get my criminal record expunged in Montgomery County, Maryland?
Yes. Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Montgomery County are expunged through the court where the case was heard (District Court of MD for Montgomery County).
Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act.
What happens after a criminal arrest in Montgomery County, Maryland?
After arrest in Montgomery County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). Felonies go to Montgomery County Circuit Court.
Misdemeanors are tried at District Court of MD for Montgomery County. Felonies go to Montgomery County Circuit Court.
Do I need a lawyer for a misdemeanor in Montgomery County, Maryland?
Yes. Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Montgomery County can negotiate PBJ (no conviction on record) or dismissal. Contact SRIS at (888) 437-7747.
An attorney at District Court of MD for Montgomery County can negotiate PBJ (no conviction on record) or dismissal.
How does a Virginia lawyer defend against securities fraud charges?
Defense strategies for securities fraud in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under See Federal Criminal general statutes — verify specific section for Securities Fraud to build the strongest possible defense.
What should I do if I am facing securities fraud charges in Virginia?
If facing securities fraud charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Virginia law require prompt action.
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Last verified: April 2026 | Page generated: 2026-04-28