Securities fraud under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff carries up to 25 years in federal prison; Law Offices Of SRIS, P.C. has 21 documented case results across all practice areas in Rockville, Maryland, with extensive criminal defense experience.
Securities Fraud Lawyer in Rockville, Maryland
Securities fraud is a federal crime under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, covering insider trading, market manipulation, and material misrepresentation in connection with the purchase or sale of securities. The maximum penalty is 25 years imprisonment, with fines and restitution. In Rockville, these cases are prosecuted by the U.S. Attorney’s Office for the District of Maryland. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the District of Maryland | U.S. Attorney’s Office, District of Maryland
For the full text of the securities fraud statutes, see 18 U.S.C. § 1348 (Cornell LII — official site) and SEC.gov (U.S. Securities and Exchange Commission — official site).
In the U.S. District Court for the District of Maryland, prosecutors routinely seek indictments based on complex financial evidence. We have observed that early intervention can often lead to more favorable outcomes.
- Do not speak to investigators without your attorney present.
- Preserve all documents and electronic records.
- Contact a securities fraud lawyer immediately.
- Review the charges and potential penalties with your attorney.
- Develop a defense strategy case-specific to your case.
- Attend all court hearings and comply with all orders.
In Rockville, securities fraud carries a maximum penalty of 25 years in federal prison, with fines and restitution.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 | Potential loss of professional licenses | Restitution, forfeiture, supervised release |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5,000,000 | Potential loss of professional licenses | Restitution, forfeiture, supervised release |
| Market Manipulation (15 U.S.C. § 78i) | Federal Felony | Up to 25 years | Up to $5,000,000 | Potential loss of professional licenses | Restitution, forfeiture, supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has handled numerous complex federal criminal cases, including securities fraud matters.
Law Offices Of SRIS, P.C. has 21 documented case results across all practice areas in Rockville, Maryland. Firm-wide across VA, MD, DC, NY and NJ, the firm has 4,739+ documented results with a favorable-outcome rate of 93%+. Results may vary.
Our location in Rockville is approximately 2 miles from the U.S. District Court for the District of Maryland (Greenbelt Division), with access via I-270 and I-495. We serve as a securities fraud lawyer near Rockville. Serving the communities of Rockville, Twinbrook, Rockville Town Center, King Farm, Fallsmead, and the Potomac border. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Rockville
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
(888) 437-7747
By appointment only.
Frequently Asked Questions About Securities Fraud in Rockville, Maryland
What is securities fraud under federal law?
Securities fraud under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff includes insider trading, market manipulation, and material misrepresentation. Maximum penalty is 25 years imprisonment. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in Rockville.
How does a securities fraud lawyer defend against charges in Rockville, Maryland?
Defense strategies for securities fraud in Rockville may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 to build the strongest possible defense.
What should I do if I am facing securities fraud charges in Rockville, Maryland?
If facing securities fraud charges in Rockville, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Maryland law require prompt action.
What is the difference between securities fraud and insider trading?
Securities fraud under 18 U.S.C. § 1348 covers a broad range of deceptive practices in connection with securities, including insider trading, market manipulation, and material misrepresentation. Insider trading specifically involves trading based on material, non-public information. Both carry penalties up to 25 years in federal prison.
Do I need a lawyer for a securities fraud investigation in Rockville, Maryland?
Yes. Securities fraud investigations by the SEC or FBI require immediate legal representation. An SEC violation lawyer in Rockville can protect your rights, negotiate with prosecutors, and work to minimize penalties. Contact SRIS, P.C. at (888) 437-7747 for a consultation.
How does a Virginia lawyer defend against securities fraud charges?
Defense strategies for securities fraud in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 to build the strongest possible defense.
What should I do if I am facing securities fraud charges in Virginia?
If facing securities fraud charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Virginia law require prompt action.
How does a Virginia lawyer defend against securities fraud insider trading charges?
Defense strategies for securities fraud insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 to build the strongest possible defense.
Related Practice Areas and Locations
- Criminal Defense Lawyer Maryland — State hub page
- Criminal Defense Lawyer Howard County — Sibling locality page
- Criminal Defense Lawyer Calvert County — Sibling locality page
- Criminal Defense Lawyer Montgomery County — Sibling locality page
Last verified: April 2026