Insider Trading Lawyer Frederick County, Maryland
Insider trading in Frederick County is prosecuted federally under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, carrying up to 20 years imprisonment and a $5 million fine for individuals. Law Offices Of SRIS, P.C. has extensive criminal defense experience in federal cases. Call (888) 437-7747 for consultation. By appointment only.
Federal insider trading involves buying or selling securities based on material non-public information. Under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, this is a federal crime prosecuted by the U.S. Attorney’s Office. The maximum penalty for individuals is 20 years imprisonment and a $5 million fine. For corporations, fines can reach $25 million. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the District of Maryland | U.S. Department of Justice
15 U.S.C. § 78j(b) / SEC Rule 10b-5 (U.S. Department of Justice — official site)
U.S. Sentencing Guidelines (U.S. Citizenship and Immigration Services — official site)
In the U.S. District Court for the District of Maryland, prosecutors routinely use grand jury subpoenas and wiretaps in insider trading investigations.
We have observed that early engagement before indictment materially affects outcomes.
- Do not discuss the case with anyone except your lawyer.
- Preserve all relevant documents and evidence.
- Contact a federal criminal attorney immediately.
- Attend all court hearings at the U.S. District Court for the District of Maryland.
- Work with your attorney on a defense strategy.
- Consider early plea negotiations if appropriate.
In Frederick County, insider trading carries a maximum penalty of 20 years imprisonment and a $5 million fine for individuals.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (Individual) | Federal Felony | Up to 20 years | Up to $5 million | Potential professional license revocation | Forfeiture, restitution, supervised release |
| Insider Trading (Corporation) | Federal Felony | N/A | Up to $25 million | Potential business license revocation | Forfeiture, restitution, corporate probation |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has extensive criminal defense experience in federal cases, including insider trading and securities fraud matters.
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Frederick County: 11 documented results — 4 dismissed or not guilty, 3 reduced or amended — a favorable-outcome rate of 64%. Results may vary.
Our location in Rockville is approximately 25 miles from the U.S. District Court for the District of Maryland, with access via I-270 and I-70.
Insider trading lawyer near Frederick County.
Serving the communities of Frederick, Thurmont, Brunswick, Middletown, Emmitsburg, New Market, Urbana, Walkersville.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
(888) 437-7747 | By appointment only
Frequently Asked Questions
What is Probation Before Judgment (PBJ) in Frederick County, Maryland?
PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Frederick County (100 West Patrick Street, Frederick, MD 21701). After probation, PBJ cases can be expunged (3-year waiting period).
Yes, PBJ avoids a formal conviction on your record.
Can I get my criminal record expunged in Frederick County, Maryland?
Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Frederick County are expunged through the court where the case was heard (District Court of MD for Frederick County).
Yes, Maryland allows expungement for many cases.
What happens after a criminal arrest in Frederick County, Maryland?
After arrest in Frederick County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Frederick County (100 West Patrick Street, Frederick, MD 21701). Felonies go to Frederick County Circuit Court.
It depends on the charges and circumstances.
Do I need a lawyer for a misdemeanor in Frederick County, Maryland?
Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Frederick County can negotiate PBJ (no conviction on record) or dismissal.
Yes, many misdemeanors carry significant penalties.
What are the penalties for insider trading in Maryland?
Penalties for insider trading in Maryland depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, consequences may include fines, jail time, probation, or other sanctions. Consult a Maryland federal criminal attorney for case-specific guidance.
It depends on the specific charges and circumstances.
Learn more about our Criminal Defense Lawyer Maryland services.
Explore our Criminal Defense Lawyer Howard County and Criminal Defense Lawyer Montgomery County pages.
Last updated: 2026-04-28