Federal insider trading charges under 15 U.S.C. § 78j(b) and SEC Rule 10b-5 carry up to 20 years in federal prison and a $5 million fine. Law Offices Of SRIS, P.C. has extensive criminal defense experience in Montgomery County, MD. As an Insider Trading Lawyer Montgomery County, we provide strategic defense against these serious allegations.
Insider Trading Lawyer Montgomery County, Maryland
Insider trading is a federal crime under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. It involves buying or selling securities based on material, non-public information in breach of a fiduciary duty. The Securities and Exchange Commission (SEC) and the U.S. Department of Justice aggressively prosecute these cases. In Montgomery County, federal charges are heard in the U.S. District Court for the District of Maryland (Greenbelt Division). Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., ‘Advocacy Without Borders,’ brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the District of Maryland | justice.gov
For the full text of the insider trading statute, see 15 U.S.C. § 78j(b) (U.S. Department of Justice — official site). For SEC Rule 10b-5, see SEC Rule 10b-5 (U.S. Securities and Exchange Commission — official site).
In the U.S. District Court for the District of Maryland, prosecutors routinely use grand jury subpoenas and trading surveillance data to build insider trading cases. We have observed that early intervention can significantly impact the outcome.
- Do not speak to investigators without your attorney present.
- Preserve all trading records, emails, and communications.
- Contact a securities insider trading defense lawyer Montgomery County immediately.
- Understand the specific charges and potential penalties under federal law.
- Develop a defense strategy that may include challenging the evidence or negotiating a resolution.
- Prepare for potential SEC parallel proceedings.
In Montgomery County, federal insider trading carries up to 20 years imprisonment and a $5 million fine for individuals, plus potential SEC penalties and disgorgement of profits.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5 million (individual) | Potential SEC bar from securities industry | Disgorgement of profits, restitution, supervised release |
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million (individual) | Potential SEC bar | Forfeiture, restitution, supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., ‘Advocacy Without Borders,’ brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our team includes former prosecutors and experienced federal defense attorneys who understand the details of insider trading investigations.
Mr. Sris, former prosecutor, founded the firm and has a background in accounting and information systems, which is applied to financial and technology-related cases. The firm handles complex federal criminal matters, including insider trading and securities fraud.
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Montgomery County. While specific insider trading case results are not listed, the firm has 21 total documented case results across all practice areas in Montgomery County, with a 95% favorable outcome rate. Results may vary. Firm-wide, SRIS, P.C. has 4,739+ documented results across VA, MD, DC, NY and NJ.
Our location in Rockville is approximately 5 miles from the U.S. District Court for the District of Maryland (Greenbelt Division), with access via I-270 and I-495. Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Kensington, Potomac, Olney, Damascus, Clarksburg, Takoma Park, and Chevy Chase. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
(888) 437-7747 | By appointment only
Frequently Asked Questions About Insider Trading in Montgomery County
What is Probation Before Judgment (PBJ) in Montgomery County, Maryland?
Yes. PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). After probation, PBJ cases can be expunged (3-year waiting period).
PBJ is a Maryland disposition that avoids a formal conviction on your record.
Can I get my criminal record expunged in Montgomery County, Maryland?
Yes. Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Montgomery County are expunged through the court where the case was heard (District Court of MD for Montgomery County).
Maryland allows expungement for acquittals, dismissals, and PBJ after 3 years.
What happens after a criminal arrest in Montgomery County, Maryland?
After arrest in Montgomery County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). Felonies go to Montgomery County Circuit Court.
After arrest, you appear before a commissioner for bail, then a bail review hearing within 24 hours.
Do I need a lawyer for a misdemeanor in Montgomery County, Maryland?
Yes. Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Montgomery County can negotiate PBJ (no conviction on record) or dismissal. Contact SRIS at (888) 437-7747.
Yes, many misdemeanors carry jail time, and an attorney can negotiate a better outcome.
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical. Federal cases are heard in the U.S. District Court for the District of Maryland.
Federal charges carry harsher penalties and no parole.
How does a Maryland lawyer defend against insider trading charges?
Defense strategies for insider trading in Maryland may include challenging the evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced illegal stock trading lawyer Montgomery County evaluates the specific facts under 15 U.S.C. § 78j(b) to build the strongest possible defense.
Defense strategies include challenging evidence and negotiating with prosecutors.
What should I do if I am facing insider trading charges in Maryland?
If facing insider trading charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
Contact a federal criminal attorney immediately and preserve all evidence.
What are the penalties for insider trading in Maryland?
Penalties for insider trading in Maryland depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b), consequences may include up to 20 years in federal prison, a $5 million fine, disgorgement of profits, and SEC sanctions. Consult a federal criminal attorney for case-specific guidance.
Penalties include up to 20 years in prison and a $5 million fine.
For more information, visit our Criminal Defense Lawyer Maryland hub page. You may also be interested in our Criminal Defense Lawyer Howard County or Criminal Defense Lawyer Calvert County pages.
Last verified: April 2026
Attorney responsible for this advertising: Mr. Sris.
By appointment only.